Member of Compliance Risk, Testing and Monitoring

Responsibilities

• Performing testing activities from end-to-end as a lead to assess design and effectiveness of various compliance and controls to identify potential control gaps for remediation.
• Acting as subject matter expert in both IT and regulatory risk.
• Partnering with Operations, Compliance, Information Security, Engineering, Product, and Legal teams to translate complex regulatory requirements into actionable technical processes.
• Collaborating with risk owners to provide credible challenge to remediation plans and track findings from identification through to validation using GRC tools (Audit Board).
• Supporting information security risk assessments as needed.

Requirements

• Knowledge of testing life cycles and methodologies.
• Experience in IT risk and information security audits.
• Experience in regulatory compliance, risk management, and auditing practices within the financial services industry.
• Experience in writing crisp, clear, accurate reports to summarize issues identified.
• A proven track record of delivering high quality work products and managing projects with tight timelines and multiple complex priorities.
• The ability to be flexible and pivot fast in an ever-changing environment.

Bonus Points

• Expertise in auditing/testing Anti-Money Laundering programs and trading activities.
• Security certifications such as CISSP, CCSP.
• Understanding of crypto staking and/or governance.
• A technical/engineering background or mindset.
• Strong SQL or data analytical skills to support the team in pulling data from BigQuery.

Conditions

• Competitive salary range of $90,000 - $180,000 per year.
• Opportunity to work in a remote environment.
• Be part of a diverse team of more than 600 members committed to building the future of finance.