Role in brief
Alpaca, a self-clearing broker-dealer, is seeking a Compliance Officer for their Payment Service Provider operations. This role focuses on ensuring regulatory adherence within a global financial institution that offers APIs for various assets. Candidates with experience in financial compliance, particularly with PSPs and crypto, and who can work remotely from India, should apply.
About the role
This role involves overseeing compliance for Alpaca's Payment Service Provider (PSP) activities. Alpaca operates as a broker-dealer, offering infrastructure for trading stocks, ETFs, options, and crypto to financial institutions globally. The Compliance Officer will be responsible for navigating the regulatory landscape specific to PSPs within this context, ensuring all operations meet necessary standards.
The successful candidate will join a global team that supports over 9 million brokerage accounts across 40 countries. This position requires a deep understanding of financial compliance in a rapidly evolving environment, particularly concerning APIs and various asset classes. The work contributes to maintaining Alpaca's integrity and regulatory standing as it expands its services.
Success in this position means effectively managing compliance risks associated with payment services in a broker-dealer setting. This includes staying current with regulations, implementing robust compliance frameworks, and contributing to a secure and compliant operational environment for Alpaca's institutional clients and their end-users. The role is critical for Alpaca's continued growth and reputation in the financial services industry.
The annual salary for this position is listed between $98,000 and $162,000 USD.
Skills that matter here
- Compliance: This role is centered on ensuring adherence to financial regulations for payment services.
- Payment Service Provider: The position specifically requires expertise in the regulatory requirements and operations of PSPs.
- Financial institutions: The work involves understanding compliance within the context of serving various financial institutions.
- Crypto: Compliance considerations for cryptocurrency offerings are part of the role's scope.
- Broker-dealer: The officer will work within the regulatory framework of a self-clearing broker-dealer.
- APIs: Compliance for services delivered via institutional-grade APIs is a key aspect of the job.
Who this role suits
- A person with a strong background in financial regulatory compliance, especially within payment services.
- Someone who is meticulous about detail and proactive in staying updated on financial regulations.
- An individual capable of working independently and effectively within a globally distributed team.
- A professional experienced in the compliance aspects of both traditional finance and cryptocurrency.
From the employer
- Competitive Salary & Stock Options
- Health Benefits
- New Hire Home-Office Setup: One-time USD $500
- Monthly Stipend: USD $150 per month via a Brex Card
Questions about this role
What is Alpaca's business?
Alpaca is a US-headquartered self-clearing broker-dealer that provides brokerage infrastructure via APIs for stocks, ETFs, options, and crypto to financial institutions globally.
What is the remote work policy for this role?
This is a remote position, and candidates must be located in India.
What is the salary range for this position?
The salary for this role ranges from $98,000 to $162,000 USD.