Remote
$98k–$162k
2 months ago
full-time
quality 8.2/10
- Monitor customer activity in near-real-time to manage trading exposure in margin and options.
- Review daily reporting and take appropriate action for exceptions.
- Follow Federal Reserve Regulation T and FINRA Rule 4210 when processing margin calls.
- Perform option expiration processes and risk mitigation.
- Customer Service focus.
- Drive process improvements and efficiencies.
- Review fraud alerts on a day-to-day basis.
- Ad hoc duties and projects as assigned.
- Series 7 and 63 required, series 4 preferred or ability to obtain within three months of employment.
- 3+ years of brokerage operations experience.
- Strong attention to detail, accuracy, and reliability with the ability to thrive in a fast-paced environment.
- Experience with FINRA, OCC regulations, and systems.
- Ability to work effectively and supportively within a team environment, and the ability to work independently.
- Must possess the ability to adapt to a changing business and regulatory environment.
- Enjoys challenges and taking ownership of new responsibilities.
- Competitive Salary & Stock Options.
- Health Benefits.
- New Hire Home-Office Setup: One-time USD $500.
- Monthly Stipend: USD $150 per month via a Brex Card.
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