Role in brief
Alpaca, a US-headquartered broker-dealer providing financial APIs globally, is seeking a Principal Officer to work remotely from India. This senior role involves ensuring regulatory compliance and contributing to the company's mission of expanding financial services worldwide. Candidates with experience in broker-dealer operations and regulatory frameworks should apply.
About the role
This role focuses on the operational oversight and regulatory adherence of Alpaca's broker-dealer activities. The Principal Officer will be instrumental in maintaining compliance with financial regulations, which is critical for a company serving institutional clients across many countries. Success in this position means ensuring that Alpaca's financial services remain compliant as the company expands its global reach.
Alpaca operates as a self-clearing broker-dealer, offering infrastructure for various financial instruments including stocks, ETFs, options, and crypto. The company's core offering is institutional-grade APIs that are used by hundreds of financial institutions in 40 countries. The Principal Officer will be a key part of the team that supports this broad and complex operational environment.
The mission of Alpaca is to make financial services accessible globally. This position directly supports that mission by ensuring the regulatory soundness of the platform. The Principal Officer will contribute to the company's ability to onboard new institutions and expand into new markets by upholding high standards of compliance and operational integrity.
The salary for this position ranges from $90,000 to $150,000 USD.
Skills that matter here
- API: This role operates within a company whose core offering is institutional-grade APIs for financial services.
- Regulatory compliance: A primary responsibility of this Principal Officer position is to ensure adherence to financial regulations for a broker-dealer.
- Open source: The role will be part of an organization that utilizes open source technologies within its financial infrastructure.
Who this role suits
- Someone with a deep understanding of broker-dealer operations and regulatory environments.
- An individual who is meticulous about compliance and risk management.
- A professional comfortable working remotely and independently from India.
- A candidate who thrives in a global financial technology setting.
From the employer
- Competitive Salary & Stock Options
- Health Benefits
- New Hire Home-Office Setup: One-time USD $500
- Monthly Stipend: USD $150 per month via a Brex Card
Questions about this role
What is the remote work policy for this role?
This is a fully remote position, specifically for candidates located in India.
What is the seniority level for this position?
This is a senior-level role within Alpaca.
What skills are important for this role?
Key skills include API knowledge, regulatory compliance, and familiarity with open source technologies.
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