Role in brief
Copperco seeks a US MLRO & Financial Crimes Officer to manage AML, sanctions, and broker-dealer compliance for institutional digital asset infrastructure. This role involves direct execution of compliance tasks and risk assessments. Candidates with active FINRA licenses and experience in digital assets should apply.
About the role
This role focuses on the daily execution of US AML obligations, including SAR filing, CTR reporting, and FinCEN requirements. The officer will also manage US sanctions compliance, handling OFAC screening, escalations, and reporting. Additionally, the position supports the US Broker Dealer compliance program and conducts AML and financial crimes risk assessments for new products and tokens.
Key responsibilities extend to client onboarding, specifically KYC review and source of funds assessments for institutional clients. The officer will manage 314a and 314b requests and respond to law enforcement inquiries. This position also involves supporting regulatory examinations and audits, working closely with Legal, Risk, and other control functions.
Success in this role requires a candidate to work independently within a small, fast-paced environment. The officer will contribute to Copperco's mission of building institutional digital asset infrastructure by ensuring robust compliance and risk management across its custody, collateral management, and prime services offerings.
The annual salary for this contract position ranges from $180,000 to $300,000.
Skills that matter here
- AML: This role requires hands-on experience with US AML obligations, including SAR filing and CTR reporting.
- KYC: The officer will conduct KYC reviews and source of funds assessments for institutional clients during onboarding.
- US sanctions compliance: Managing OFAC screening, escalations, and reporting for US sanctions compliance is a core responsibility.
- Broker Dealer compliance: The role involves supporting the day-to-day operations of the US Broker Dealer compliance program.
- Chainalysis: Experience with Chainalysis or similar blockchain analytics tools is required for digital asset compliance.
- Digital assets: The position demands experience in digital assets or crypto, applying compliance expertise to this specific industry.
Who this role suits
- A person who thrives on direct execution of compliance tasks and managing regulatory obligations.
- Someone comfortable working independently within a small team and a fast-paced environment.
- An individual with a strong background in US financial regulations, particularly AML and sanctions.
- A professional with a keen eye for detail in risk assessments and client due diligence.
From the employer
Key Responsibilities:
- Handle day-to-day US AML obligations - SAR filing, CTR reporting, and FinCEN requirements
- Manage US sanctions compliance - OFAC screening, escalations, and reporting
- Support the US Broker Dealer compliance program day to day
- Conduct AML and financial crimes risk assessments on new products and tokens
- Support client onboarding - KYC review and source of funds assessments for institutional clients
- Manage 314a and 314b requests and law enforcement inquiries
- Support regulatory examinations and audits as needed
- Work collaboratively with Legal, Risk, and other control functions
Skills and Experience:
Essential
- Active FINRA licenses required (Series 7, 24 or equivalent)
- Hands-on experience as a US MLRO or Deputy MLRO — SAR filing, CTR reporting, FinCEN obligations
- Strong OFAC and US sanctions experience
- Broker dealer compliance experience required
- Experience in digital assets or crypto — Chainalysis or equivalent blockchain analytics
- Comfortable working independently in a small, fast-paced environment
- CAMS or equivalent AML certification preferred
- This role is deemed an Approved Persons role and will require the role holder to hold mandatory regulatory qualifications and pass fitness and propriety assessments.
Why Copper?
- Hybrid working model – we believe in the value of bringing people together and at the same time we embrace the adaptability of flexibly working.
- Diversity and inclusion matter to us – they’re woven into Copper life. From employee-led groups like Women at Copper to a committee focused on community and wellbeing, you’ll have a network that supports you from day one. Everyone's voice matters.
- Paid Time Off - 25 days annual leave per annum in addition to local bank holidays. Employees also receive one additional day of annual leave for each year of service.
- Comprehensive health cover - medical, optical and dental benefits.
- Life Insurance.
- Commuter Benefit Programme.
Questions about this role
What is the remote work policy for this role?
This position operates under a hybrid working model, combining in-office collaboration with flexible remote work.
What level of seniority is expected for this role?
This is a middle-seniority position, requiring candidates with relevant experience as a US MLRO or Deputy MLRO.
What specific skills or certifications are essential for this role?
Essential requirements include active FINRA licenses (Series 7, 24 or equivalent), hands-on US MLRO experience, strong OFAC and US sanctions experience, broker-dealer compliance experience, and experience in digital assets or crypto with tools like Chainalysis. A CAMS certification is preferred.