Market / Trade Surveillance Manager

About the role

This role focuses on maintaining market integrity by actively monitoring exchange and trade activity. The manager will identify and investigate potential market manipulation, ensuring the prevention of disruptions to cash settlement processes. A key aspect involves acting as the lead analyst for Eventus Validus, tuning its parameters to improve detection accuracy and reduce false positives.

The position requires continuous monitoring of real-time market data to ensure compliance with regulations. Responsibilities also extend to supporting regulatory reporting and audits, as well as developing and maintaining relevant policies and procedures. The manager will be expected to lead and mentor a team of analysts and technicians.

Success in this role means effectively safeguarding the platform from market abuse and manipulation, ensuring smooth cash settlements, and maintaining a high standard of regulatory compliance. This involves a proactive approach to surveillance, efficient investigation processes, and the ability to adapt surveillance tools to evolving market conditions.

The salary for this position ranges from $130,000 to $160,000 USD, complemented by an annual bonus and equity.

Skills that matter here

• Eventus: This role requires hands-on experience as the primary administrator and lead analyst for Eventus Validus, including tuning surveillance parameters.
• Scilla: Familiarity with Scilla is needed, indicating work within data-intensive environments relevant to the platform's operations.
• SQL: A tech-savvy mindset includes familiarity with SQL, essential for querying and managing data within surveillance activities.
• AI: Expertise in AI is required, suggesting its application in enhancing surveillance capabilities and analysis.
• digital assets: A deep understanding of digital assets as an asset class is fundamental for effective market surveillance in this role.
• CFTC-regulated entity: Experience within a CFTC-regulated entity is a requirement, demonstrating a background in relevant regulatory environments.

Who this role suits

• A professional with 3-7 years of experience in market surveillance within a CFTC-regulated environment.
• Someone who is adept at using and optimizing surveillance software, particularly Eventus.
• An individual who can lead investigations, draft policies, and mentor a team.
• A candidate with a strong understanding of digital assets and regulatory compliance.

From the employer

• Perform real-time monitoring of exchange activity to identify potential market abuse.
• Manage investigations into potential market manipulation.
• Monitor trade activity to prevent disruption of cash settlement processes.
• Act as the primary administrator and lead analyst for Eventus Validus.
• Regularly tune surveillance parameters to reduce false positives.
• Monitor real-time market data for compliance.
• Assist in regulatory reporting and audit support.
• Draft and maintain policies and procedures.
• Lead and mentor a team of analysts and technicians.

• Deep understanding of asset classes such as digital assets.
• 3–7 years of experience within a CFTC-regulated entity.
• Hands-on experience using Eventus for trade surveillance.
• Familiarity with Scilla and data-heavy environments.
• Tech-savvy mindset with familiarity in SQL and AI expertise.
• Deep familiarity with the Commodity Exchange Act.
• Professional certifications such as Series 3 are highly preferred.

• Competitive salary with annual bonus and equity.
• Attractive annual leave entitlement.
• 401(k) plan with employer match.
• Company-sponsored health, dental, vision, and life/disability insurance.
• Flexible work hours and remote setup.
• Internal mobility program for career alternatives.